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548 M&A Filings FILE DESCRIPTION SUBJECT COVERAGE The M&A Filings database contains detailed abstracts • Company Name • Expiration and Withdrawal of every original and amended merger and acquisition • SIC Code Information document released by the Securities and Exchange • State of Incorporation • Dealer Manager • State of Headquarters • Depositary Commission since early 1985 through June 2000. • Ticker Symbol • Information Agent Copies of the full text of each filing or exhibit • CUSIP Number • Purpose of the Transaction reported in the database are available from • Filing Type, Amendment • Summary Abstract of the Filing Prentice-Hall Legal and Financial Services. Number • Persons Retained, Employed, • Date of Filing or Compensated • Reporting Person, Name, • Material Filed as Exhibits M&A FILINGS provides users with an array of M&A Country, City and State • Keywords Associated with transaction information on publicly traded companies, • Approximate Deal Value each Filing including: company name; SIC code; state of • Synopsis Sentence for the Deal incorporation; state of headquarters; ticker symbol; TIPS Cusip number; filing type, amendment number; date USE /AC OR AC= of filing; reporting person, name, country, city and to search for Acquiring companies. state; approximate deal value; synopsis sentence for the deal; expiration and withdrawal information; USE /CO OR CO= dealer manager; depositary; information agent; to search for Target companies. purpose of the transaction; summary abstract of the USE SC= filing, including description of transaction, persons to search for mergers and acquisitions in certain retained, employed, or compensated; material filed as industries. exhibits; and keywords associated with each filing. DIALOG FILE DATA Sources used to prepare the abstracts are the actual Inclusive Dates: April 1985 to June 2000 merger and acquisition filings released by the Update Frequency: Closed Securities and Exchange Commission. Included is File Size: 138, 932 records as of June 2000 every original and amended filing since early 1985 for the following document types: CONTACT • 13d (5% purchase) The M&A FILINGS database is produced by Charles • 14d-1 (tender offer), E. Simon & Company. Questions concerning file • 14d-9 (management response to a tender offer), content should be directed to: • 13e-3 (leveraged buy-out), Charles E. Simon • 13e-4 (issuer tender offer) 1300 New York Avenue, NW Suite 205 Washington, DC 20005 ThiNganHang.comPhone: 202-628-3100 Toll Free: 800-543-4502 Fax: 202-408-3142 M&A FILINGS is copyrighted by Charles E. Simon. For Dialog's Redistribution and Archive policy, enter HELP ERA online. For Terms and Conditions, enter HELP TERMS 548 online. © Dialog LLC. All rights reserved. DIALOG is a registered trademark of Dialog LLC. Reg. U.S. Patent and Trademark Office. ThiNganHang.com (Stock# 3548) (February 2006) 548-1
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File 548 M&A Filings SAMPLE RECORD DIALOG(R)File 548:M&A Filings (c) 1997 Prentice-Hall Legal & Finan Svcs. All rts. reserv. 0021535 /CO, CO= COLLINS & AIKMAN CORP TS=, EX= Ticker Symbol: CK Exchange: NYS CU= CUSIP No: 19482810 SC= SIC Codes: 2200 IN= State of Incorporation: DE ST= Headquarters Location: NY FL=, PD= 14D1 Amendment Number Orig Filed on 11/10/86 Number of Pages: 14 /AC, AC=, RP= Reporting Person: Wickes Companies Inc Wickes Acquisition I Inc RC=, RS=, CN= Reporting Location: Santa Monica CA USA SH= Aggregate Number of Shares: 5,432,485 PS= Aggregate % of Outstanding: 21.50 DV= Approximate Deal Value: 1,180,000,000 Synopsis Sentence: /TI Reports the original filing of a tender offer. Expiration & Withdrawal Information: Expiration Information ED= Expires in New York at 12:00 midnight on 12/09/86 Withdrawal Information WD= Withdrawal rights expire in New York at 12:00 midnight on 12/09/86 /DM, DM= Dealer Manager: Drexel Burnham Lambert Inc. BA= Depositary: Bank of New York AG= Information Agent: The Carter Organization Inc. /DE Purpose of Transaction: to acquire the entire equity interest of Collins & Aikman pursuant to a merger. General Source of Funds: SD= Affiliate of Reporting Person Other Working Capital of Reporting Person Specific Source and Amount of Funds: SF=, /DEThiNganHang.com1180000000 from Capital Contributions Summary Abstract: Summary: /AB Statement refers to an offer to purchase any and all outstanding shares of Common Stock at $53.00 per share. The Offer is not conditioned upon a minimum number of shares being tendered. Item 3. Past Contacts, Transactions or Negotiations with the Subject Company: On 11-8-86, the Issuer and Reporting Person agreed that the Issuer would enter into an agreement with sixteen executives of the Issuer providing for the termination and surrender of any rights under the Severance Agreement and to waive the rights they ThiNganHang.com 548-2 (February 2006) (Stock# 3548)
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M&A Filings File 548 SAMPLE RECORD (cont'd) have to accelerate vesting of certain benefits under the Issuer's Supplemental Retirement Income Plan. In return, the Issuer would make a monetary payment to each employee executing the Waiver Agreement. The total amount to be paid under the Agreement will be $5,100,000 if all sixteen executives sign the Agreement. Item 11. Material to be Filed as Exhibits: Offer to Purchase, dated 11-10-86. Highly Confident Letter between Wickes and Drexel Burnham Lambert Inc. dated 11-7-86. Form of Indemnification Agreement between the Issuer and sixteen executives. Form of Employment Agreement between the Issuer and the Executives. Stock Option Agreement between the Issuer and Reporting Person, dated 11-8-86. Stock Purchase Agreement between the Reporting Person and Donald McCullough and Alfred S. Crimmins. Letter Agreement between the Reporting Person and Drexel Burham Lambert Inc., dated 11-6-86. Event Name(s) and Code(s): /DE, EN=, EC= TENDER OFFER (51) LETTER AGREEMENT (61) OPTION AGREEMENT (5) STOCK PURCHASE AGREEMENT (4) LETTER AGREEMENT (61) EMPLOYMENT AGREEMENT (155) INDEMNIFICATION AGREEMENT (184) ThiNganHang.com ThiNganHang.com (Stock# 3548) (February 2006) 548-3
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File 548 M&A Filings SEARCH OPTIONS BASIC INDEX SEARCH DISPLAY REPORT FIELD NAME INDEXING SELECT EXAMPLES SUFFIX CODE (FIELD LENGTH) — — — All Basic Index Fields Word S EQUITY(W)INTEREST /AB AB — Abstract Word S SEVERANCE(W)AGREEMENT/AB /AC AC AC (32) Acquirer (Reporting Person)1 Word S WICKES(W)ACQUISITIONS/AC /CO CO CO (32) Target Company1 Word S COLLINS(W)AIKMAN/CO /DE — — Specific Source of Funds, Purpose, and Event Word S CAPITAL(W)CONTRIBUTION?/DE Names /DM DM DM (32) Dealer Manager1 Word S BURNHAM(W)LAMBERT/DM /TI TI — Title (Synopsis) Word S TENDER(W)OFFER/TI 1 Searchable in the Basic Index and in the Additional Indexes. ADDITIONAL INDEXES SEARCH DISPLAY REPORT FIELD NAME INDEXING SELECT EXAMPLES PREFIX CODE (FIELD LENGTH) AC= AC AC (32) Acquirer (Reporting Person)1 Phrase S AC=WICKES ACQUISITION? AG= AG AG (32) Information Agent2 Phrase S AG=THE CARTER ORGANIZATION? AM= AM AM (11) Amendment Number Phrase S AM=009 — AN — DIALOG Accession Number BA= BA BA (32) Depositary2 Phrase S BA=BANK OF NEW YORK? CN= CN CN (17) Country of Reporting Person Phrase S CN=USA CO= CO CO (32) Target Company1 Phrase S CO=COLLINS & AIKMAN? CU= CU CU (10) CUSIP Number Phrase S CU=19482810 DM= DM DM (32) Dealer Manager2 Phrase S DM=DREXEL BURNHAM? DV= DV DV (17) Deal Value (Approximate)4 Numeric S DV=1000000000:999999999999 EC= EC EC (10) Event Code Phrase S EC=51 ED= ED ED (12) Expiration Date Phrase S ED=19861209 EN= EN EN (27) Event Name Phrase S EN=TENDER OFFER EV= EV EV (10) Event or Tender Date5 Phrase S EV=19861219 EX= EX EX (14) Exchange Phrase S EX=NYS FB= FB FB (32) Fairness Opinion By6 Phrase S FB=ALEX BROWN? FL= FL FL (8) Filings (Filing Type)7 Phrase S FL=14D1 — FN — File Name FS= FS FS (17) Funds - Total Source2,4 Numeric S FS=1500000:29999999 IN= IN IN (7) State of Incorporation Phrase S IN=DE MO= MO MO (14) Management Opinion6 Phrase S MO=APPROVE MV= MV MV (17) Aggregate $ Value of Shares4,8 Numeric S MV=28000:799999 PD= PD PD (10) Filing Date Phrase S PD=19861110 PS= PS PS (17) Aggregate Percentage of Shares8 Numeric S PS=0.08:0.15 — PU — Purpose of Transaction PY= PY PY (8) Filing Year Phrase S PY=1986 RC= RC RC (17) Reporting City Phrase S RC=SANTA MONICA RD= RD RD (10) Release Date Phrase S RD=19861110 RP= RP RP (32) Reporting Person Phrase S RP=WICKES ACQUISITION? RS= RS RS (11) Reporting State Phrase S RS=CA SC= SC SC (6) Standard Industrial Classification (SIC) Code Phrase S SC=2200 SD= SD SD (32) Source of Funds (Description)2 Phrase S SD=WORKING CAPITAL? SH= SH SH (17) Aggregate Number of Shares8 Numeric S SH=1000:19999 ST= ST ST (7) Headquarters Location Phrase S ST=NY TS= TS TS (17) Ticker Symbol Phrase S TS=CK — WD WD (12) Withdrawal City 23WD=—Used only for 13d, 14d -1, 13e -3, and 13e -4 filings.Used only for 14d -1 filings.ThiNganHang.comXCWD XC (17)WD (12) Withdrawal DateExpiration City 67 Used only for 14d -9 filings.Entries include: FL=13d, FL=14D1, FL=13e3 FL=14d9,Phrase S WD=19861209 4 A maximum number of 15 digits may be entered for the highest FL=13e4 number in a range, e.g., S DV=100000000:999999999999999. 8 Used only for 13d and 14d -1 filings. 5 Used only for 13d filings. ThiNganHang.com 548-4 (February 2006) (Stock# 3548)
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M&A Filings File 548 SPECIAL FEATURES For command descriptions, enter HELP LIMIT, HELP SORT, HELP RANK online. SORT AC, AG, AM, BA, CN, CO, DM, DV, EC, ED, EN, EV, EX, FL, FS, IN, MO, MV, PD, PS, PY, RC, RD, RP, SORT S3/ALL/IN,PD RS, SC, SD, SH, ST, TS, WD PRINT S2/5/1-16/EX RANK All phrase- and numeric-indexed fields in the Additional Indexes can be ranked. RANK AU S3 PREDEFINED FORMAT OPTIONS NO. DIALOGWEB RECORD CONTENT FORMAT 1 -- DIALOG Accession Number 2 -- Full Record except Abstract 3 Medium Target Company, Filing Type, Filing Date, Amendment Number, Number of Pages, Reporting Person, and Synopsis Sentence 5 -- Full Record 6 Free Reporting Person, Filing Type, Filing Date, and Amendment Number 7 Long Full Record except Event Name, and Event Codes 8 Short Reporting Person, Filing Type, Filing Date, Amendment Number, Event Name, and Codes 9 Full Full Record K -- KWIC (Key Word In Context) displays a window of text; may be used alone or with other formats OTHER OUTPUT OPTIONS For an explanation, enter HELP TYPE, HELP REPORT, HELP UDF, HELP TAG online. REPORT Output can be displayed in table format. REPORT codes with field lengths in REPORT S3/CO,DV,MV/1-10 parentheses are listed in the Search Options tables. Default table width is 72 characters; use SET H 132 to set maximum table width. USER DEFINED User-defined formats may be specified using the display codes indicated in the TYPE S3/CO,AC,IN/1-5 FORMATS Output Options tables. TAG TAG may be used for tagged fields. TYPE S3/3/1-5 TAG DIRECT RECORD DIALOG Accession Number TYPE 0021535/5 ACCESS DISPLAY 0021416/CO,FS PRINT 0021335/7 ThiNganHang.com FOR ONLINE HELP: See HELP FIELDS 548 for searchable fields; HELP FORMAT 548 for output formats; HELP LIMIT 548 for limits; HELP RATES 548 for cost information; HELP SORT 548 for sorts. ThiNganHang.com (Stock# 3548) (February 2006) 548-5
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